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R. v. Latimer
Robert William Latimer
Appellant
v.
Her Majesty The Queen
Respondent
and
The Attorney General of Canada,
the Attorney General for Ontario,
the Canadian Civil Liberties Association,
the Canadian AIDS Society,
the Council of Canadians with Disabilities,
the Saskatchewan Voice of People with Disabilities,
the Canadian Association for Community Living,
People in Equal Participation Inc.,
DAWN Canada: DisAbled Women's Network Canada,
People First of Canada,
the Catholic Group for Health, Justice and Life,
the Evangelical Fellowship of Canada,
the Christian Medical and Dental Society and
Physicians for Life
Interveners
Indexed as: R. v. Latimer
Neutral citation: 2001 SCC 1.
File No.: 26980.
2000: June 14; 2001: January 18.
Present: McLachlin C.J. and L'Heureux-Dubé, Gonthier,
Iacobucci, Major, Binnie and Arbour JJ.
ON APPEAL FROM THE COURT OF APPEAL FOR SASKATCHEWAN
Constitutional law -- Charter of Rights -- Cruel and unusual punishment --
Accused convicted of second degree murder after killing his severely disabled
daughter -- Criminal Code providing for mandatory minimum sentence of life
imprisonment with no chance of parole for 10 years -- Whether imposition of
mandatory minimum sentence for second degree murder constitutes "cruel and
unusual punishment" in this case, so that accused should receive
constitutional exemption from minimum sentence -- Canadian Charter of Rights
and Freedoms, s. 12 -- Criminal Code, R.S.C. 1985, c. C-46, ss. 235,
745(c).
Criminal law -- Defences -- Defence of necessity -- Accused convicted of
second degree murder after killing his severely disabled daughter -- Trial
judge removing defence of necessity from jury after counsel's closing addresses
-- Whether jury should have been allowed to consider defence of necessity --
Whether timing of trial judge's ruling as to availability of defence rendered
accused's trial unfair.
Criminal law -- Trial -- Jury -- Fairness of trial -- Jury nullification --
Accused convicted of second degree murder following death of his severely
disabled daughter -- Whether trial unfair because trial judge misled jury into
believing it would have some input into appropriate sentence, thereby lessening
chance of jury nullification.
The accused was charged with first degree
murder following the death of T, his 12-year-old daughter who had a severe form
of cerebral palsy. T was quadriplegic and her physical condition rendered her
immobile. She was said to have the mental capacity of a four-month-old baby, and
could communicate only by means of facial expressions, laughter and crying. T
was completely dependent on others for her care. She suffered five to six
seizures daily, and it was thought that she experienced a great deal of pain.
She had to be spoon-fed, and her lack of nutrients caused weight loss.
There was evidence that T could have been fed with a feeding tube into her
stomach, an option that would have improved her nutrition and health, and that
might also have allowed for more effective pain medication to be administered,
but the accused and his wife rejected this option. After learning that the
doctors wished to perform additional surgery, which he perceived as mutilation,
the accused decided to take his daughter's life. He carried T to his pickup
truck, seated her in the cab, and inserted a hose from the truck's exhaust pipe
into the cab. T died from the carbon monoxide. The accused at first maintained
that T had simply passed away in her sleep, but later confessed to having taken
her life. The accused was found guilty of second degree murder and sentenced to
life imprisonment without parole eligibility for 10 years; the Court of Appeal
upheld the accused's conviction and sentence, but this Court ordered a new
trial.
During the second trial defence counsel asked
the trial judge for a ruling, in advance of his closing submissions, on whether
the jury could consider the defence of necessity. The trial judge told counsel
that he would rule on necessity after the closing submissions, and later ruled
that the defence was not available. In the course of its deliberations, the jury
sent the trial judge a note inquiring, in part, whether it could offer any input
into sentencing. The trial judge told the jury it was not to concern itself with
the penalty. He added: "it may be that later on, once you have reached a
verdict, you -- we will have some discussions about that". After the jury
returned with a guilty verdict, the trial judge explained the mandatory minimum
sentence of life imprisonment, and asked the jury whether it had any
recommendation as to whether the ineligibility for parole should exceed the
minimum period of 10 years. Some jury members appeared upset, according to
the trial judge, and later sent a note asking him if they could recommend less
than the 10-year minimum. The trial judge explained that the Criminal Code
provided only for a recommendation over the 10-year minimum, but suggested that
the jury could make any recommendation it liked. The jury recommended one year
before parole eligibility. The trial judge then granted a constitutional
exemption from the mandatory minimum sentence, sentencing the accused to one
year of imprisonment and one year on probation. The Court of Appeal affirmed the
conviction but reversed the sentence, imposing the mandatory minimum sentence of
life imprisonment without parole eligibility for 10 years.
Held: The appeals against conviction and
sentence should be dismissed.
The defence of necessity is narrow and of
limited application in criminal law. The accused must establish the existence of
the three elements of the defence. First, there is the requirement of imminent
peril or danger. Second, the accused must have had no reasonable legal
alternative to the course of action he or she undertook. Third, there must be
proportionality between the harm inflicted and the harm avoided. Here, the trial
judge was correct to remove the defence from the jury since there was no air of
reality to any of the three requirements for necessity. The accused did not
himself face any peril, and T's ongoing pain did not constitute an emergency in
this case. T's proposed surgery did not pose an imminent threat to her life, nor
did her medical condition. It was not reasonable for the accused to form the
belief that further surgery amounted to imminent peril, particularly when better
pain management was available. Moreover, the accused had at least one reasonable
legal alternative to killing his daughter: he could have struggled on, with what
was unquestionably a difficult situation, by helping T to live and by minimizing
her pain as much as possible or by permitting an institution to do so. Leaving
open the question of whether the proportionality requirement could be met in a
homicide situation, the harm inflicted in this case was immeasurably more
serious than the pain resulting from T's operation which the accused sought to
avoid. Killing a person -- in order to relieve the suffering produced by a
medically manageable physical or mental condition -- is not a proportionate
response to the harm represented by the non-life-threatening suffering resulting
from that condition.
It is customary and in most instances preferable for the trial judge to rule on
the availability of a defence prior to closing addresses to the jury. While the
timing of the removal of the defence of necessity from the jury's consideration
was later in the trial than usual, it did not render the accused's trial unfair
or violate his constitutional rights. The trial judge's decision did not
ambush the accused nor should it have caught him unaware.
The trial judge did not prejudice the accused's
rights in replying to the question from the jury on whether it could offer input
on sentencing. The trial did not become unfair simply because the trial judge
undermined the jury's de facto power to nullify. In most if not all
cases, jury nullification will not be a valid factor in analyzing trial fairness
for the accused. Guarding against jury nullification is a desirable and
legitimate exercise for a trial judge; in fact a judge is required to take steps
to ensure that the jury will apply the law properly.
The mandatory minimum sentence for second
degree murder in this case does not amount to cruel and unusual punishment
within the meaning of s. 12 of the Canadian Charter of Rights and
Freedoms. Since in substance the accused concedes the general
constitutionality of ss. 235 and 745(c) of the Criminal Code
as these sections are applied in combination, this appeal is restricted to a
consideration of the particularized inquiry and only the individual remedy
sought by the accused -- a constitutional exemption -- is at issue. In applying
s. 12, the gravity of the offence, as well as the particular circumstances
of the offender and the offence, must be considered. Here, the minimum mandatory
sentence is not grossly disproportionate. Murder is the most serious crime known
to law. Even if the gravity of second degree murder is reduced in comparison to
first degree murder, it is an offence accompanied by an extremely high degree of
criminal culpability. In this case the gravest possible consequences resulted
from an act of the most serious and morally blameworthy intentionality. In
considering the characteristics of the offender and the particular circumstances
of the offence, any aggravating circumstances must be weighed against any
mitigating circumstances. On the one hand, due consideration must be given
to the accused's initial attempts to conceal his actions, his lack of remorse,
his position of trust, the significant degree of planning and premeditation, and
T's extreme vulnerability. On the other hand, the accused's good character and
standing in the community, his tortured anxiety about T's well-being, and his
laudable perseverance as a caring and involved parent must be taken into
account. Considered together the personal characteristics and particular
circumstances of this case do not displace the serious gravity of this offence.
Finally, this sentence is consistent with a number of valid penological goals
and sentencing principles. Although in this case the sentencing principles
of rehabilitation, specific deterrence and protection are not triggered for
consideration, the mandatory minimum sentence plays an important role in
denouncing murder. Since there is no violation of the accused's s. 12
right, there is no basis for granting a constitutional exemption.
Apart from the foregoing, s. 749 of the Criminal
Code provides for the royal prerogative of mercy, which is a matter for the
executive to consider, not the courts.
Cases Cited
Applied: R. v. Morrisey, [2000] 2
S.C.R. 90, 2000 SCC 39; distinguished: R.
v. Underwood, [1998] 1 S.C.R. 77; referred to: Perka v. The
Queen, [1984] 2 S.C.R. 232; Southwark London Borough Council v. Williams,
[1971] Ch. 734; Morgentaler v. The Queen, [1976] 1 S.C.R. 616; R.
v. Loughnan, [1981] V.R. 443; R.
v. Hibbert, [1995] 2 S.C.R. 973; R.
v. Osolin, [1993] 4 S.C.R. 595; R. v. Howe, [1987] 1 A.C. 417; R.
v. Dudley and Stephens (1884), 14 Q.B.D. 273; United States v. Holmes,
26 F. Cas. 360 (1842); R.
v. Rose, [1998] 3 S.C.R. 262; R.
v. Morgentaler, [1988] 1 S.C.R. 30; McLean v. The King, [1933]
S.C.R. 688; R. v. Cracknell (1931), 56 C.C.C. 190; R. v. Stevenson
(1990), 58 C.C.C. (3d) 464; R. v. Shipley (1784), 4 Dougl. 73, 99 E.R.
774; R.
v. Smith, [1987] 1 S.C.R. 1045; Miller and Cockriell v. The Queen,
[1977] 2 S.C.R. 680; R.
v. Lyons, [1987] 2 S.C.R. 309; R.
v. Luxton, [1990] 2 S.C.R. 711; Steele
v. Mountain Institution, [1990] 2 S.C.R. 1385; R.
v. Goltz, [1991] 3 S.C.R. 485; R. v. Guiller (1985), 48 C.R. (3d)
226; R.
v. Martineau, [1990] 2 S.C.R. 633; R.
v. M. (C.A.), [1996] 1 S.C.R. 500; R. v. Mulvahill and Snelgrove
(1993), 21 B.C.A.C. 296; R. v. Sarson,
[1996] 2 S.C.R. 223.
Statutes and Regulations Cited
Canadian Charter of Rights and Freedoms, ss. 1, 7, 12, 15(1).
Criminal Code, R.S.C. 1985, c. C-46 [am. 1995, c. 22,
s. 6], ss. 235, 718, 745, 745.2, 749.
Authors Cited
American Law Institute. Model Penal Code and Commentaries, Part I,
vol. 2. Philadelphia: The Institute, 1985.
Canada. Law Reform Commission. Report on Recodifying Criminal Law.
Revised and Enlarged Edition of Report 30. Ottawa: The Commission, 1987.
Card, Richard. Card Cross and Jones: Criminal Law, 12th
ed. London: Butterworths, 1992.
Fletcher, George. Rethinking Criminal Law. Boston: Little, Brown and
Company, 1978.
LaFave, Wayne R., and Austin W. Scott. Substantive Criminal Law,
vol. 1. St. Paul, Minn.: West Publishing Co., 1986.
Robinson, Paul H. Criminal Law Defenses, vol. 2. St. Paul, Minn.:
West Publishing Co., 1984.
Smith, Sir John. Smith & Hogan: Criminal Law, 9th ed. London:
Butterworths, 1999.
APPEAL from a judgment of the Saskatchewan
Court of Appeal (1998), 131 C.C.C. (3d) 191, 172 Sask. R. 161, 185 W.A.C. 161,
22 C.R. (5th) 380, [1999] 6 W.W.R. 118, [1998] S.J. No. 731 (QL),
dismissing the accused's appeal from his conviction for second degree murder and
allowing the Crown's appeal from the decision of Noble J. (1997), 121 C.C.C.
(3d) 326, 12 C.R. (5th) 112, [1997] S.J. No. 701 (QL), [20] granting a
constitutional exemption from the mandatory minimum sentence and sentencing the
accused to one year of imprisonment and one year on probation. Appeals against
conviction and sentence dismissed.
Edward L. Greenspan, Q.C., Mark
Brayford, Q.C., and Marie Henein, for the appellant.
Kenneth W. MacKay, Q.C., and
Graeme G. Mitchell, Q.C., for the respondent.
Robert J. Frater and Bradley
Allison, for the intervener the Attorney General of Canada.
Michael Bernstein, for the intervener
the Attorney General for Ontario.
Kent Roach, for the intervener the
Canadian Civil Liberties Association.
R. Douglas Elliott and Patricia A.
LeFebour, for the intervener the Canadian AIDS Society.
Robert G. Richards, Q.C.,
and Heather D. Heavin, for the interveners the Council of Canadians
with Disabilities, the Saskatchewan Voice of People with Disabilities,
the Canadian Association for Community Living,
People in Equal Participation Inc., DAWN Canada: DisAbled Women's Network Canada
and People First of Canada.
William J. Sammon, for the
intervener the Catholic Group for Health, Justice and Life.
David M. Brown and Janet Epp
Buckingham, for the interveners the Evangelical Fellowship of Canada, the
Christian Medical and Dental Society and
Physicians for Life.
Solicitors for the
appellant: Greenspan, Henein & White, Toronto.
Solicitor for the respondent: The
Attorney General for Saskatchewan, Regina.
Solicitors for the intervener the Attorney
General of Canada: Robert J. Frater and Bradley Allison, Ottawa.
Solicitor for the intervener the Attorney
General for Ontario: The Ministry of the Attorney General, Toronto.
Solicitor for the intervener the Canadian
Civil Liberties Association: Kent Roach, Toronto.
Solicitors for the intervener the Canadian
AIDS Society: Elliott & Kim, Toronto.
Solicitors for the interveners the Council
of Canadians with Disabilities, the Saskatchewan Voice of People with
Disabilities, the Canadian Association for Community Living, People in Equal
Participation Inc., DAWN Canada: DisAbled Women's Network Canada and People
First of Canada: MacPherson Leslie & Tyerman, Regina.
Solicitors for the intervener the Catholic
Group for Health, Justice and Life: Barnes, Sammon, Ottawa.
Solicitors for the interveners the
Evangelical Fellowship of Canada, the Christian Medical and Dental Society and
Physicians for Life: Stikeman, Elliott, Toronto.
CITATION
Before publication in the S.C.R., this judgment should be cited using the
neutral citation: R. v. Latimer, 2001 SCC 1. Once the judgment is
published in the S.C.R., the neutral citation should be used as a parallel
citation: R. v. Latimer, [2001] 1 S.C.R. xxx, 2001 SCC 1.
BY THE
COURT --
1 This appeal arises from the
death of Tracy Latimer, a 12-year-old girl who had a severe form of cerebral
palsy. Her father, Robert Latimer, took her life some seven years ago. He was
found guilty of second degree murder. This appeal deals with three questions of
law arising from his trial. First, did the trial judge mishandle the defence of
necessity, resulting in an unfair trial? Second, was the trial unfair because
the trial judge misled the jury into believing it would have some input into the
appropriate sentence? Third, does the imposition of the mandatory minimum
sentence for second degree murder constitute "cruel and unusual
punishment" in this case, so that Mr. Latimer ("the appellant")
should receive a constitutional exemption from the minimum sentence?
2 We conclude that the
answer to all three questions is no. The defence of necessity is narrow and of
limited application in criminal law. In this case, there was no air of reality
to that defence. The trial judge was correct to conclude that the jury should
not consider necessity. While the timing of the removal of this defence from the
jury's consideration was later in the trial than usual, it did not render the
appellant's trial unfair or violate his constitutional rights. On the second
issue, the trial judge did not prejudice the appellant's rights in replying to a
question from the jury on whether it could offer input on sentencing. In answer
to the third question, we conclude that the mandatory minimum sentence for
second degree murder in this case does not amount to cruel and unusual
punishment within the meaning of s. 12 of the Canadian Charter of Rights and
Freedoms. The test for what amounts to "cruel and unusual
punishment" is a demanding one, and the appellant has not succeeded in
showing that the sentence in his case is "grossly disproportionate" to
the punishment required for the most serious crime known to law, murder.
3 We conclude that Mr.
Latimer's conviction and sentence of life in prison with a mandatory minimum of
10 years' imprisonment for second degree murder should be upheld. This means
that the appellant will not be eligible for parole consideration for 10 years,
unless the executive elects to exercise the power to grant him clemency from
this sentence, using the royal prerogative of mercy. The Court's role is to
determine the questions of law that arise in this appeal; the matter of
executive clemency remains in the realm of the executive, and it is discussed
later in these reasons.
4 The law has a long history
of difficult cases. We recognize the questions that arise in Mr. Latimer's case
are the sort that have divided Canadians and sparked a national discourse. This
judgment will not end that discourse.
5 Mr. Latimer perceived his
daughter and family to be in a difficult and trying situation. It is apparent
from the evidence in this case that he faced challenges of the sort most
Canadians can only imagine. His care of his daughter for many years was
admirable. His decision to end his daughter's life was an error in judgment. The
taking of another life represents the most serious crime in our criminal law.
I. Facts
6 The appellant, Robert
Latimer, farmed in Wilkie, Saskatchewan. His 12-year-old daughter, Tracy,
suffered a severe form of cerebral palsy. She was quadriplegic and her physical
condition rendered her immobile. She was bedridden for much of the time. Her
condition was a permanent one, caused by neurological damage at the time of her
birth. Tracy was said to have the mental capacity of a four-month-old baby, and
she could communicate only by means of facial expressions, laughter and crying.
She was completely dependent on others for her care. Tracy suffered seizures
despite the medication she took. It was thought she experienced a great deal of
pain, and the pain could not be reduced by medication since the pain medication
conflicted with her anti-epileptic medication and her difficulty in swallowing.
Tracy experienced five to six seizures daily. She had to be spoon-fed, and her
lack of nutrients caused weight loss.
7 There was evidence that
Tracy could have been fed with a feeding tube into her stomach, an option that
would have improved her nutrition and health, and that might also have allowed
for more effective pain medication to be administered. The Latimers rejected the
feeding-tube option as being intrusive and as representing the first step on a
path to preserving Tracy's life artificially.
8 Tracy had a serious
disability, but she was not terminally ill. Her doctors anticipated that she
would have to undergo repeated surgeries, her breathing difficulties had
increased, but her life was not in its final stages.
9 Tracy enjoyed music,
bonfires, being with her family and the circus. She liked to play music on a
radio, which she could use with a special button. Tracy could apparently
recognize family members and she would express joy at seeing them. Tracy also
loved being rocked gently by her parents.
10 Tracy underwent numerous
surgeries in her short lifetime. In 1990, surgery tried to balance the muscles
around her pelvis. In 1992, it was used to reduce the abnormal curvature in her
back.
11 Like the majority of
totally involved, quadriparetic children with cerebral palsy, Tracy had
developed scoliosis, an abnormal curvature and rotation in the back,
necessitating surgery to implant metal rods to support her spine. While it was a
successful procedure, further problems developed in Tracy's right hip: it became
dislocated and caused her considerable pain.
12 Tracy was scheduled to
undergo further surgery on November 19, 1993. This was to deal with her
dislocated hip and, it was hoped, to lessen her constant pain. The procedure
involved removing her upper thigh bone, which would leave her lower leg loose
without any connecting bone; it would be held in place only by muscle and
tissue. The anticipated recovery period for this surgery was one year.
13 The Latimers were told
that this procedure would cause pain, and the doctors involved suggested that
further surgery would be required in the future to relieve the pain emanating
from various joints in Tracy's body. According to the appellant's wife, Laura
Latimer, further surgery was perceived as mutilation. As a result, Robert
Latimer formed the view that his daughter's life was not worth living.
14 In the weeks leading up
to Tracy's death, the Latimers looked into the option of placing Tracy in a
group home in North Battleford. She had lived there between July and October of
1993, just prior to her death, while her mother was pregnant. The Latimers
applied to place Tracy in the home in October, but later concluded they were not
interested in permanently placing her in that home at that time.
15 On October 12, 1993,
after learning that the doctors wished to perform this additional surgery, the
appellant decided to take his daughter's life. On Sunday, October 24, 1993,
while his wife and Tracy's siblings were at church, Robert Latimer carried Tracy
to his pickup truck, seated her in the cab, and inserted a hose from the truck's
exhaust pipe into the cab. She died from the carbon monoxide.
16 The police conducted an
autopsy and discovered carbon monoxide in her blood. The appellant at first
maintained that Tracy simply passed away in her sleep. He later confessed to
having taken her life, and gave a statement to the investigating police and
partially re-enacted his actions on videotape. Mr. Latimer also told police that
he had considered giving Tracy an overdose of Valium, or "shooting her in
the head".
17 Mr. Latimer has been
convicted of murder twice in this case. He was initially charged with first
degree murder and convicted by a jury of second degree murder. The Court of
Appeal for Saskatchewan upheld his conviction and life sentence with no
eligibility for parole for 10 years, with Bayda C.J.S. dissenting on the
sentence: R. v. Latimer (1995), 99 C.C.C. (3d) 481 ("Latimer (No.
1)"). The case was then appealed to this Court: [1997]
1 S.C.R. 217. It turned out that the prosecutor had interfered with the jury
selection process. The Crown conceded that a new trial could not be avoided. In
the second trial, Mr. Latimer was again convicted of second degree murder, and
it is from that conviction that this appeal arises.
18 During the second trial, two
things occurred that, the appellant submits, resulted in an unfair trial. First,
as counsel were about to make closing addresses to the jury, defence counsel
asked the trial judge for a ruling on whether the jury could consider the
defence of necessity. He wanted this ruling in advance of his closing
submissions, since he planned to tailor his address to the judge's ruling. The
trial judge, however, refused to make any ruling until after hearing
counsel's closing addresses. Defence counsel made submissions, including some on
the necessity defence. When counsel had concluded their addresses, the trial
judge ruled that the jury was not entitled to consider necessity.
19 Second, some time after
beginning their deliberations, the jury sent a number of written questions to
the trial judge, one of which was: "Is there any possible way we can have
input to a recommendation for sentencing?" The trial judge told the jury it
was not to concern itself with the penalty. He said:
... the penalty in any of these charges is not
the concern of the jury. Your concern is, as I said, the guilt or innocence of
the accused, and you must reach -- that's your job, you reach that conclusion,
and don't concern yourself what the penalty might be. We say that because we
don't want you to be influenced one way or the other with what that penalty is. So
it may be that later on, once you have reached a verdict, you -- we will have
some discussions about that, but not at this stage of the game. You must
just carry on and answer the question that was put to you, okay.
The appellant highlights the underlined passage
as misleading the jury.
20 After the jury returned
with a guilty verdict, the trial judge explained the mandatory minimum sentence
of life imprisonment, and asked the jury whether it had any recommendation as to
whether Mr. Latimer's ineligibility for parole should exceed the minimum period
of 10 years. Some jury members appeared upset, according to the trial judge, and
later sent a note asking him if they could recommend less than the 10-year
minimum. The trial judge explained that the Criminal Code provided only
for a recommendation over the 10-year minimum, but suggested that the jury could
make any recommendation it liked. The jury recommended one year before parole
eligibility. The trial judge then granted a constitutional exemption from the
mandatory minimum sentence, sentencing the appellant to one year of imprisonment
and one year on probation, to be spent confined to his farm.
21 The Court of Appeal for
Saskatchewan affirmed Mr. Latimer's conviction but reversed the sentence. It
imposed the mandatory minimum sentence for second degree murder of life
imprisonment without eligibility for parole for 10 years.
II. Legislation
22Criminal Code, R.S.C. 1985, c. C-46
235. (1) Every one who commits first
degree murder or second degree murder is guilty of an indictable offence and
shall be sentenced to imprisonment for life.
(2) For the purposes of Part XXIII, the
sentence of imprisonment for life prescribed by this section is a minimum
punishment.
745. Subject to section 745.1, the
sentence to be pronounced against a person who is to be sentenced to
imprisonment for life shall be
...
(c) in respect of a person who has been
convicted of second degree murder, that the person be sentenced to imprisonment
for life without eligibility for parole until the person has served at least ten
years of the sentence or such greater number of years, not being more than
twenty-five years, as has been substituted therefor pursuant to section 745.4...
Canadian Charter of Rights and Freedoms
1. The Canadian Charter of Rights and
Freedoms guarantees the rights and freedoms set out in it subject only to
such reasonable limits prescribed by law as can be demonstrably justified in a
free and democratic society.
7. Everyone has the right to life,
liberty and security of the person and the right not to be deprived thereof
except in accordance with the principles of fundamental justice.
12. Everyone has the right not to be
subjected to any cruel and unusual treatment or punishment.
III. Judicial History
23 Mr. Latimer was tried by
jury, during the course of which the trial judge made two rulings (besides his
handling of the jury's inquiry as to sentence) that are at issue in this appeal.
First, as previously outlined, he held that the jury was not entitled to
consider the defence of necessity. Second, the trial judge granted a
constitutional exemption from the mandatory minimum sentence for second degree
murder: (1997), 121 C.C.C. (3d) 326 (Sask. Q.B.). The trial judge concluded that
the mandatory sentence amounted to cruel and unusual punishment in this case. He
reasoned that the exemption was a valid and appropriate remedy, given the
particular circumstances of this offender, his motives, the public reaction to
the mandatory sentence in Mr. Latimer's first trial, and his reduced level of
criminal culpability.
24 The Court of Appeal for
Saskatchewan dismissed the appeal from conviction in a per curiam
decision: (1998), 131 C.C.C. (3d) 191. The trial judge was correct to remove the
defence of necessity from the jury, the Court of Appeal held, and the timing of
the trial judge's ruling did not result in an unfair trial. The court reversed
the trial judge's remedy of a constitutional exemption, commenting, at p. 216,
that "the learned trial judge took too much upon himself in bypassing the
judgment of this Court, the direction of Parliament, and the executive power of
clemency". The Court of Appeal concluded that Mr. Latimer must serve the
mandatory 10-year sentence before parole eligibility.
IV. Issues
25 The issues divide into
an appeal from conviction based on the following first three grounds and an
appeal from sentence based on the subsequent grounds, and can be stated as:
1 Should the jury have been
entitled to consider the defence of necessity?
2 Did the timing of the
trial judge's ruling as to the availability of necessity render the appellant's
trial unfair?
3 Did the trial judge render
the appellant's trial unfair because of trial procedures that might have
lessened the chance of jury nullification?
4 Would the imposition of
the mandatory minimum sentence for second degree murder constitute cruel and
unusual punishment, contrary to s. 12 of the Charter, in this particular
case?
5 If the answer to Question
4 is "yes", can that violation be saved under s. 1 as a reasonable
limit demonstrably justified in a free and democratic society?
6 If the answer to Question
5 is "no", should a constitutional exemption be granted?
V. Analysis
A. Appeal Against Conviction
(1) The Availability of the Defence of
Necessity
(a) The Three Requirements for the Defence
of Necessity
26 We propose to set out
the requirements for the defence of necessity first, before applying them to the
facts of this appeal. The leading case on the defence of necessity is Perka
v. The Queen, [1984] 2 S.C.R. 232. Dickson J., later C.J., outlined the
rationale for the defence at p. 248:
It rests on a realistic assessment of human
weakness, recognizing that a liberal and humane criminal law cannot hold people
to the strict obedience of laws in emergency situations where normal human
instincts, whether of self-preservation or of altruism, overwhelmingly impel
disobedience. The objectivity of the criminal law is preserved; such acts are
still wrongful, but in the circumstances they are excusable. Praise is indeed
not bestowed, but pardon is ....
27 Dickson J. insisted that
the defence of necessity be restricted to those rare cases in which true
"involuntariness" is present. The defence, he held, must be
"strictly controlled and scrupulously limited" (p. 250). It is
well-established that the defence of necessity must be of limited application.
Were the criteria for the defence loosened or approached purely subjectively,
some fear, as did Edmund Davies L.J., that necessity would "very easily
become simply a mask for anarchy": Southwark London Borough Council v.
Williams, [1971] Ch. 734 (C.A.), at p. 746.
28Perka outlined three elements that
must be present for the defence of necessity. First, there is the requirement of
imminent peril or danger. Second, the accused must have had no reasonable legal
alternative to the course of action he or she undertook. Third, there must be
proportionality between the harm inflicted and the harm avoided.
29 To begin, there must be
an urgent situation of "clear and imminent peril": Morgentaler v.
The Queen, [1976] 1 S.C.R. 616, at p. 678. In short, disaster must be
imminent, or harm unavoidable and near. It is not enough that the peril is
foreseeable or likely; it must be on the verge of transpiring and virtually
certain to occur. In Perka, Dickson J. expressed the requirement of
imminent peril at p. 251: "At a minimum the situation must be so emergent
and the peril must be so pressing that normal human instincts cry out for action
and make a counsel of patience unreasonable". The Perka case, at p.
251, also offers the rationale for this requirement of immediate peril:
"The requirement ... tests whether it was indeed unavoidable for the actor
to act at all". Where the situation of peril clearly should have been
foreseen and avoided, an accused person cannot reasonably claim any immediate
peril.
30 The second requirement
for necessity is that there must be no reasonable legal alternative to
disobeying the law. Perka proposed these questions, at pp. 251-52:
"Given that the accused had to act, could he nevertheless realistically
have acted to avoid the peril or prevent the harm, without breaking the law? Was
there a legal way out?" (emphasis in original). If there was a
reasonable legal alternative to breaking the law, there is no necessity. It may
be noted that the requirement involves a realistic appreciation of the
alternatives open to a person; the accused need not be placed in the last resort
imaginable, but he must have no reasonable legal alternative. If an alternative
to breaking the law exists, the defence of necessity on this aspect fails.
31 The third requirement is
that there be proportionality between the harm inflicted and the harm avoided.
The harm inflicted must not be disproportionate to the harm the accused sought
to avoid. See Perka, per Dickson J., at p. 252:
No rational criminal justice system, no matter
how humane or liberal, could excuse the infliction of a greater harm to allow
the actor to avert a lesser evil. In such circumstances we expect the individual
to bear the harm and refrain from acting illegally. If he cannot control himself
we will not excuse him.
Evaluating proportionality can be difficult. It
may be easy to conclude that there is no proportionality in some cases, like the
example given in Perka of the person who blows up a city to avoid
breaking a finger. Where proportionality can quickly be dismissed, it makes
sense for a trial judge to do so and rule out the defence of necessity before
considering the other requirements for necessity. But most situations fall into
a grey area that requires a difficult balancing of harms. In this regard, it
should be noted that the requirement is not that one harm (the harm avoided)
must always clearly outweigh the other (the harm inflicted). Rather, the two
harms must, at a minimum, be of a comparable gravity. That is, the harm avoided
must be either comparable to, or clearly greater than, the harm inflicted. As
the Supreme Court of Victoria in Australia has put it, the harm inflicted
"must not be out of proportion to the peril to be avoided": R. v.
Loughnan, [1981] V.R. 443, at p. 448.
32 Before applying the
three requirements of the necessity defence to the facts of this case, we need
to determine what test governs necessity. Is the standard objective or
subjective? A subjective test would be met if the person believed he or she was
in imminent peril with no reasonable legal alternative to committing the
offence. Conversely, an objective test would not assess what the accused
believed; it would consider whether in fact the person was in peril with
no reasonable legal alternative. A modified objective test falls somewhere
between the two. It involves an objective evaluation, but one that takes into
account the situation and characteristics of the particular accused person. We
conclude that, for two of the three requirements for the necessity defence, the
test should be the modified objective test.
33 The first and second
requirements -- imminent peril and no reasonable legal alternative -- must be
evaluated on the modified objective standard described above. As expressed in Perka,
necessity is rooted in an objective standard: "involuntariness is measured
on the basis of society's expectation of appropriate and normal resistance to
pressure" (p. 259). We would add that it is appropriate, in evaluating the
accused's conduct, to take into account personal characteristics that
legitimately affect what may be expected of that person. The approach taken in R.
v. Hibbert, [1995] 2 S.C.R. 973, is instructive. Speaking for the Court,
Lamer C.J. held, at para. 59, that:
it is appropriate to employ an objective
standard that takes into account the particular circumstances of the accused,
including his or her ability to perceive the existence of alternative courses of
action.
While an accused's perceptions of the surrounding facts may be highly relevant
in determining whether his conduct should be excused, those perceptions remain
relevant only so long as they are reasonable. The accused person must, at the
time of the act, honestly believe, on reasonable grounds, that he faces a
situation of imminent peril that leaves no reasonable legal alternative open.
There must be a reasonable basis for the accused's beliefs and actions, but it
would be proper to take into account circumstances that legitimately affect the
accused person's ability to evaluate his situation. The test cannot be a
subjective one, and the accused who argues that he perceived imminent
peril without an alternative would only succeed with the defence of necessity if
his belief was reasonable given his circumstances and attributes. We leave aside
for a case in which it arises the possibility that an honestly held but mistaken
belief could ground a "mistake of fact" argument on the separate
inquiry into mens rea.
34 The third requirement for
the defence of necessity, proportionality, must be measured on an objective
standard, as it would violate fundamental principles of the criminal law to do
otherwise. Evaluating the nature of an act is fundamentally a determination
reflecting society's values as to what is appropriate and what represents a
transgression. Some insight into this requirement is provided by George
Fletcher, in a passage from Rethinking Criminal Law (1978), at p. 804.
Fletcher spoke of the comparison between the harm inflicted and the harm
avoided, and suggested that there was a threshold at which a person must be
expected to suffer the harm rather than break the law. He continued:
Determining this threshold is patently a matter
of moral judgment about what we expect people to be able to resist in trying
situations. A valuable aid in making that judgment is comparing the competing
interests at stake and assessing the degree to which the actor inflicts harm
beyond the benefit that accrues from his action.
The evaluation of the seriousness of the harms
must be objective. A subjective evaluation of the competing harms would, by
definition, look at the matter from the perspective of the accused person who
seeks to avoid harm, usually to himself. The proper perspective, however, is an
objective one, since evaluating the gravity of the act is a matter of community
standards infused with constitutional considerations (such as, in this case, the
s. 15(1) equality rights of the disabled). We conclude that the proportionality
requirement must be determined on a purely objective standard.
(b) The Application of the Requirements for
Necessity in This Case
35 The inquiry here is not
whether the defence of necessity should in fact excuse Mr. Latimer's
actions, but whether the jury should have been left to consider this defence.
The correct test on that point is whether there is an air of reality to the
defence. In R.
v. Osolin, [1993] 4 S.C.R. 595, at p. 676, Cory J. stated:
... a defence should not be put to the jury if
a reasonable jury properly instructed would have been unable to acquit on the
basis of the evidence tendered in support of that defence. On the other hand, if
a reasonable jury properly instructed could acquit on the basis of the evidence
tendered with regard to that defence, then it must be put to the jury. It is for
the trial judge to decide whether the evidence is sufficient to warrant putting
a defence to a jury as this is a question of law alone.
The question is whether there is sufficient
evidence that, if believed, would allow a reasonable jury -- properly charged
and acting judicially -- to conclude that the defence applied and acquit the
accused.
36 For the necessity defence,
the trial judge must be satisfied that there is evidence sufficient to give an
air of reality to each of the three requirements. If the trial judge concludes
that there is no air of reality to any one of the three requirements, the
defence of necessity should not be left to the jury.
37 In this case, there was
no air of reality to the three requirements of necessity.
38 The first requirement is
imminent peril. It is not met in this case. The appellant does not suggest he
himself faced any peril; instead he identifies a peril to his daughter, stemming
from her upcoming surgery which he perceived as a form of mutilation. Acute
suffering can constitute imminent peril, but in this case there was nothing to
her medical condition that placed Tracy in a dangerous situation where death was
an alternative. Tracy was thought to be in pain before the surgery, and that
pain was expected to continue, or increase, following the surgery. But that
ongoing pain did not constitute an emergency in this case. To borrow the
language of Edmund Davies L.J. in Southwark London Borough Council, supra,
at p. 746, we are dealing not with an emergency but with "an obstinate and
long-standing state of affairs". Tracy's proposed surgery did not pose an
imminent threat to her life, nor did her medical condition. In fact, Tracy's
health might have improved had the Latimers not rejected the option of relying
on a feeding tube. Tracy's situation was not an emergency. The appellant can be
reasonably expected to have understood that reality. There was no evidence of a
legitimate psychological condition that rendered him unable to perceive that
there was no imminent peril. The appellant argued that, for him, further surgery
did amount to imminent peril. It was not reasonable for the appellant to
form this belief, particularly when better pain management was available.
39 The second requirement
for the necessity defence is that the accused had no reasonable legal
alternative to breaking the law. In this case, there is no air of reality to the
proposition that the appellant had no reasonable legal alternative to killing
his daughter. He had at least one reasonable legal alternative: he could have
struggled on, with what was unquestionably a difficult situation, by helping
Tracy to live and by minimizing her pain as much as possible. The appellant
might have done so by using a feeding tube to improve her health and allow her
to take more effective pain medication, or he might have relied on the group
home that Tracy stayed at just before her death. The appellant may well have
thought the prospect of struggling on unbearably sad and demanding. It was a
human response that this alternative was unappealing. But it was a reasonable
legal alternative that the law requires a person to pursue before he can claim
the defence of necessity. The appellant was aware of this alternative but
rejected it.
40 The third requirement
for the necessity defence is proportionality; it requires the trial judge to
consider, as a question of law rather than fact, whether the harm avoided was
proportionate to the harm inflicted. It is difficult, at the conceptual level,
to imagine a circumstance in which the proportionality requirement could be met
for a homicide. We leave open, if and until it arises, the question of whether
the proportionality requirement could be met in a homicide situation. In
England, the defence of necessity is probably not available for homicide: R.
v. Howe, [1987] 1 A.C. 417 (H.L.), at pp. 453 and 429; Smith and Hogan, Criminal
Law (9th ed. 1999), at pp. 249-51. The famous case of R. v. Dudley and
Stephens (1884), 14 Q.B.D. 273, involving cannibalism on the high seas, is
often cited as establishing the unavailability of the defence of necessity for
homicide, although the case is not conclusive: see Card, Cross and Jones, Criminal
Law (12th ed. 1992), at p. 352; Smith and Hogan, supra, at pp. 249
and 251. The Law Reform Commission of Canada has suggested the defence should
not be available for a person who intentionally kills or seriously harms another
person: Report on Recodifying Criminal Law (1987), at p. 36. American
jurisdictions are divided on this question, with a number of them denying the
necessity defence for murder: P. H. Robinson, Criminal Law Defenses (1984)
, vol. 2, at pp. 63-65; see also United States v. Holmes, 26 F. Cas.
360 (C.C.E.D. Pa. 1842) (No. 15,383). The American Model Penal Code proposes
that the defence of necessity would be available for homicide: American
Law Institute, Model Penal Code and Commentaries (1985), at § 3.02, pp.
14-15; see also W. R. LaFave and A. W. Scott, Substantive Criminal Law
(1986), vol. 1, at p. 634.
41 Assuming for the sake of
analysis only that necessity could provide a defence to homicide, there would
have to be a harm that was seriously comparable in gravity to death (the harm
inflicted). In this case, there was no risk of such harm. The "harm
avoided" in the appellant's situation was, compared to death, completely
disproportionate. The harm inflicted in this case was ending a life; that harm
was immeasurably more serious than the pain resulting from Tracy's operation
which Mr. Latimer sought to avoid. Killing a person -- in order to relieve the
suffering produced by a medically manageable physical or mental condition -- is
not a proportionate response to the harm represented by the non-life-threatening
suffering resulting from that condition.
42 We conclude that there
was no air of reality to any of the three requirements for necessity. As
noted earlier, if the trial judge concludes that even one of the requirements
had no air of reality, the defence should not be left to the jury. Here, the
trial judge was correct to remove the defence from the jury. In considering the
defence of necessity, we must remain aware of the need to respect the life,
dignity and equality of all the individuals affected by the act in question. The
fact that the victim in this case was disabled rather than able-bodied does not
affect our conclusion that the three requirements for the defence of necessity
had no air of reality here.
(2) The Removal of the Defence of Necessity
After Counsel's Final Addresses
43 Given that the trial
judge was correct in removing this defence from the jury, there remains the
argument that the timing of the trial judge's ruling on necessity
rendered the trial unfair.
44 After the evidence was
led and immediately prior to counsel addressing the jury, defence counsel
requested a ruling on the availability of the defence of necessity. He had
prepared two versions of his address to the jury. One raised necessity; the
other did not. The trial judge's ruling would determine which version he would
use. The trial judge, however, indicated that he had not decided whether the
defence of necessity was available. He requested counsel to proceed with their
closing submissions, telling them that he would rule on necessity after
those submissions. He later ruled that the defence of necessity was not
available.
45 The appellant argues
that this approach violated his right to a fair trial, as guaranteed by s. 7 of
the Charter. He states that he did not know the case he had to meet. He
asks, what if he had made submissions on necessity that were later withdrawn by
the trial judge, or abstained from making such submissions only to discover that
the jury was entitled to consider the defence? The result in either case, he
submits, is unfair.
46 In most cases, the trial
judge will be able to rule on the availability of a defence before counsel begin
their closing addresses. But that does not mean that the trial is unfair where
the trial judge delays his ruling. In the circumstances of this case, we
conclude that the fairness of the trial was not affected.
47 The "case to
meet" principle is a component of the accused's constitutional right to
make full answer and defence. It means that an accused has the right to know the
case he must meet before answering the Crown's case: R.
v. Underwood, [1998] 1 S.C.R. 77, at para. 6;
R. v. Rose, [1998] 3 S.C.R. 262, per Cory, Iacobucci and
Bastarache JJ., at para. 102. The rationale behind this principle is that the
accused, before embarking on his defence, should be able to assume that the
Crown has called all the evidence it will rely on to establish guilt. Both Underwood
and Rose affirm this principle, but do not require all rulings by the
trial judge to take place prior to counsel addressing the jury. Underwood
and Rose deal with the accused person's right to respond to the Crown,
not a right to reply to the trial judge. (In Underwood, the issue arose
in the context of a judge's ruling, but the concern was that the Crown would
lead additional evidence -- in that case, the accused's criminal record.) As
such, there is no broad right to have all rulings on the availability of
defences take place prior to closing submissions. The right to respond to the
Crown's case is not equivalent to a right to respond to the trial judge's
rulings.
48 In the absence of a
constitutional right, we must still consider whether the procedure employed by a
trial judge led to an unfair trial.
49 The Court of Appeal
concluded, at p. 205, that "it might have been better" to rule on the
availability of the necessity defence prior to counsel addressing the jury. The
decision should not have been a difficult one, since not one of the three
requirements for necessity had an air of reality to it.
50 Nonetheless, while the
trial judge's approach was imperfect, the benchmark for measuring trial fairness
is not perfection. The critical question is whether the trial judge's approach
rendered the appellant's trial unfair. The inquiry is necessarily specific to
the facts of the case under consideration; the determination of whether the
timing of a particular ruling rendered a trial unfair must be made on a
case-by-case basis.
51 We are of the view that,
on the facts of this case, the timing of the removal of the necessity defence
did not render the appellant's trial unfair. The appellant relies on Underwood
to argue that he was denied the ability to make an informed tactical decision.
In Underwood, the trial judge deferred a ruling on the admissibility of
an accused person's criminal record until after he had begun testifying. The
accused had to decide whether to testify without knowing if his criminal record
would be admissible. He was forced into an untenable position, in which he had
to gamble on a decision without any ability to mitigate the damage if he lost
his gamble.
52 The situation in this
appeal differs from Underwood in two ways. First, the nature of the
interest is not comparable: Underwood had to make an uninformed decision that
would see him irrevocably surrender his Charter right not to be compelled
to testify, while the appellant faced only a tactical decision as to how to
present an unlikely defence. The second difference between the cases lies in the
fact that in Underwood, the accused could not anticipate or mitigate a
surprise ruling, whereas in this case the appellant could, and did, anticipate
and mitigate the withdrawal of the defence of necessity. In fact, Mr. Latimer's
trial counsel explained to the jury in his closing remarks that the trial judge
could rule that certain issues -- including the defence of necessity -- had to
be withdrawn from the jury's consideration.
53 It was hardly a
surprise that the trial judge eventually removed the defence of necessity. The
decision did not ambush the appellant, nor should it have caught him unaware.
The trial judge in the first Latimer case had removed the defence, and
the Court of Appeal in Latimer (No. 1), supra, at pp. 512 and 520,
unanimously agreed. The ruling was obvious: there was no air of reality to even
one of the three requirements for necessity. In discussing his decision to delay
ruling on necessity until after closing addresses, the tenor of the trial
judge's comments makes it apparent that he is highly sceptical that the defence
was available. We are of the view that the surprise here, if any, was minimal,
and we fail to see the prejudice. While it is customary and in most instances
preferable for the trial judge to rule on the availability of a defence prior to
closing addresses to the jury, it cannot be said that the failure to do so here
resulted in an unfair trial.
54 The appellant also
argues that the manner in which the trial judge removed the defence of
necessity was unfair. We disagree. If anything, the trial judge's treatment of
the defence of necessity gave it greater credibility than deserved on the facts.
While the trial judge did explain to the jury that the defence of necessity was
unavailable, he appeared reluctant to remove the defence. He explained how
"the law" defines necessity, and he was clear that he had no choice;
his ruling was required by "the courts" as "a matter of
law". The trial judge's explanation as to why the defence of necessity was
not available did not portray the appellant in an unsympathetic manner, and in
fact the trial judge did not even touch on the requirement of proportionality in
removing the defence. Consequently, in the circumstances of this case, it cannot
be concluded that the trial judge seriously undermined the appellant's closing
submissions.
55 We similarly reject the
appellant's submission that the trial judge "took sides" or became
"an advocate for the Crown", as there is no support in the record for
this suggestion. The trial judge explicitly said that he agreed with the Crown's
argument as to the unavailability of the necessity defence, but that fact alone
does not transform him into an ally of the Crown and it does not constitute
bias, particularly when the Crown's position was correct and no other choice was
open to the trial judge.
56 The assessment of trial
fairness is specific to the facts of the particular case. In another case, a
trial judge's removal of a defence -- after closing addresses to the jury had
been made relying on that defence -- might render the trial unfair, but that is
not the case here.
(3) Jury Nullification
57 The term "jury
nullification" refers to that rare situation where a jury knowingly chooses
not to apply the law and acquits a defendant regardless of the strength of the
evidence against him. Jury nullification is an unusual concept within the
criminal law, since it effectively acknowledges that it may occur that the jury
elects in the rarest of cases not to apply the law. The explanation seems to be
that on some occasions, oppression will result either from a harsh law or from a
harsh application of a law.
58 This Court has referred
to the jury's power to nullify as "the citizen's ultimate protection
against oppressive laws and the oppressive enforcement of the law" and it
has characterized the jury nullification power as a "safety valve" for
exceptional cases: R.
v. Morgentaler, [1988] 1 S.C.R. 30 ("Morgentaler
(1988)"), at pp. 78-79. At the same time, however, Dickson C.J. warned that
"recognizing this reality [that a jury may nullify] is a far cry from
suggesting that counsel may encourage a jury to ignore a law they do not support
or tell a jury that it has a right to do so" (emphasis in original).
59 The appellant effectively
makes two arguments, one specific and one general. His specific argument is that
the trial judge interfered with the jury's ability to nullify by implying that
the jury could offer input on sentencing. His general argument is that an
accused person must have some right to a jury that is more likely to nullify. We
will consider each argument in turn.
60 The appellant submits
that his trial was unfair because of what he characterizes as the trial judge's
misleading answer to the jury's inquiry as to whether it could offer input on
sentencing. In the course of its deliberations, the jury sent the trial judge a
note inquiring, in part, whether it could offer any input into sentencing. The
trial judge was clear in reply that the jury was not to concern itself with the
matter of penalty, but should focus solely on the question of guilt. The trial
judge added, "it may be that later on, once you have reached a verdict, you
-- we will have some discussions about that [penalty]".
61 The appellant argues
that the trial judge ought to have clarified his "misleading"
suggestion that the jury could influence the penalty by explicitly telling the
jury of the mandatory minimum sentence of life without parole for 10 years.
62 While the practice
varies in other jurisdictions, the rule in Canada is that guilt is for the jury
to determine, while sentencing is left to the trial judge. That long-standing
approach is sensible as a trial judge will obviously have more knowledge on both
the acceptable range of sentences for the particular offence and the principles
of sentencing. The jury's role is to determine on the facts whether the evidence
establishes guilt. There is no reason to depart from the general rule.
63 It may seem odd that the
jury, without knowing the penalty, could be blind to the consequences of its
conclusions, but that fact is both appropriate and desirable when one takes into
account the risk that the jury could be influenced -- whether towards acquitting
or convicting -- on the basis of the sentence. That logic applies with the same
force when the prescribed penalty is a statutory minimum. The fact that a
convicted person will be subject to a pre-designated minimum sentence should not
influence the jury's consideration of the question of guilt. The appellant
suggests that the jury was less likely to nullify because it was not explicitly
told of the mandatory minimum sentence. The question of whether the jury would
have been more likely to acquit if informed of the mandatory minimum sentence --
however interesting its speculation may be -- cannot be the basis for a
requirement that the jury be informed of the penalty consequent on conviction.
64 The argument advanced by
the appellant is that the trial judge should have ruled on the availability of
the necessity defence at the usual time in the trial, that is, before counsel's
jury addresses. In addition, the appellant submits, the trial judge ought to
have explicitly told the jury it had no ability to determine sentence. If that
had occurred, the jury would have had more time to dwell on what the appellant
argues are the most ameliorating circumstances of the appellant's actions; this,
coupled with the mandatory life sentence, might have led to jury nullification.
At a minimum, it is argued, the jury would have had more time to think about it.
That argument fails.
65 An accused is entitled
to a fair trial, including the presumption of innocence, the duty of the Crown
to prove guilt beyond a reasonable doubt, and the ability to make full answer
and defence. The accused is not entitled to a trial that increases the
possibility of jury nullification. If the trial of the accused has not been
unfair and no miscarriage of justice has occurred, the accused cannot succeed on
an argument that due to some departure from the norm by the trial judge, his
chances of jury nullification are lessened. This point is treated in further
detail below.
66 The appellant argues
that the jury was misled into believing it could make a recommendation on
sentence. The trial judge might have confined himself to telling the jury not to
concern itself with the penalty. But his vague suggestion ("it may be that
later on ... we will have some discussions about that") cannot be taken to
have seriously misled the jury into believing that it would determine the
sentence. In fact, the jury could and did offer its input on sentence by virtue
of s. 745.2 of the Criminal Code, which requires a trial judge to ask the
jury if it wishes to recommend more than the 10-year minimum before parole
eligibility for second degree murder. It seems likely that the trial judge had
this provision in mind when he suggested the jury could "have some
discussions" about the sentence. Read in the context of the trial judge's
repeated insistence that the jury focus on the issue of guilt, not penalty, it
is clear that his comment about discussing the sentence later on did not render
the trial unfair.
67 We also reject the
argument that the trial judge could have corrected any "misleading"
suggestion by informing the jury of the mandatory minimum sentence; to do so
might have been an error. (See McLean v. The King, [1933] S.C.R. 688, at
p. 693; R. v. Cracknell (1931), 56 C.C.C. 190 (Ont. C.A.), at pp. 192 and
194; R. v. Stevenson (1990), 58 C.C.C. (3d) 464 (Ont. C.A.), at p. 482.)
The trial judge's slightly awkward but short response to the jury's inquiry did
not prejudice the appellant.
68 The appellant's second
argument is a broad one, that the accused person has some right to jury
nullification. How could there be any such "right"? As a matter of
logic and principle, the law cannot encourage jury nullification. When it
occurs, it may be appropriate to acknowledge that occurrence. But, to echo the
words of Morgentaler (1988), saying that jury nullification may occur is
distant from deliberately allowing the defence to argue it before a jury or
letting a judge raise the possibility of nullification in his or her
instructions to the jury.
69 The appellant concedes
as much, but advances some right, on the part of the accused person, to a jury
whose power to nullify is not undermined. He suggests the right to a fair trial
under s. 7 of the Charter encompasses this entitlement. The appellant
submits that there is a jury power to nullify, and it would be unconstitutional
to undermine that power.
70 We reject that
proposition. The appellant cannot legitimately rely on a broad right to jury
nullification. In this case, the trial did not become unfair simply because the
trial judge undermined the jury's de facto power to nullify. In most if
not all cases, jury nullification will not be a valid factor in analyzing trial
fairness for the accused. Guarding against jury nullification is a desirable and
legitimate exercise for a trial judge; in fact a judge is required to take steps
to ensure that the jury will apply the law properly. See R. v. Shipley
(1784), 4 Dougl. 73, 99 E.R. 774 (K.B.), at p. 824, cited with approval by
Dickson C.J. in Morgentaler (1988), at p. 78. Steps taken by a trial
judge to guard against jury nullification should not, on that basis alone,
prejudice the accused person.
71 We conclude that the
appellant's conviction must be upheld.
B. Appeal Against Sentence
72 The appellant also seeks
a constitutional exemption from the mandatory minimum sentence for second degree
murder on the basis that such a sentence amounts to cruel and unusual punishment
in the circumstances of this case. This aspect of Mr. Latimer's appeal centres
on the following constitutional questions stated by Lamer C.J. on September 22,
1999:
1 Was the learned trial
Justice correct in finding that in this specific case, the mandatory minimum
sentence prescribed by ss. 235 and 745(c) of the Criminal Code
would be cruel and unusual punishment in violation of s. 12 of the Canadian
Charter of Rights and Freedoms?
2 If the answer to Question
1 is "yes", can ss. 235 and 745(c) of the Criminal Code
be justified in this case by s. 1 of the Canadian Charter of Rights and
Freedoms?
3 If the answer to Question
2 is "no", did the learned trial Justice err in granting a
constitutional exemption rather than declaring the sections inoperative?
(1) Review of Relevant Principles
73 This Court first
interpreted s. 12 of the Charter in R.
v. Smith, [1987] 1 S.C.R. 1045, where Lamer J. (as he then was) adopted
the standard articulated by Laskin C.J. in Miller and Cockriell v. The Queen,
[1977] 2 S.C.R. 680, as the starting point for the s. 12 scrutiny. Specifically,
Lamer J. stated at p. 1072:
The criterion which must be applied in order to
determine whether a punishment is cruel and unusual within the meaning of s. 12
of the Charter is, to use the words of Laskin C.J. in Miller and
Cockriel, supra, at p. 688, "whether the punishment prescribed
is so excessive as to outrage standards of decency". In other words, though
the state may impose punishment, the effect of that punishment must not be
grossly disproportionate to what would have been appropriate.
74 Lamer J. went on to set out
the nature and elements of the s. 12 gross disproportionality analysis as
follows at p. 1073:
In assessing whether a sentence is grossly
disproportionate, the Court must first consider the gravity of the offence, the
personal characteristics of the offender and the particular circumstances of the
case in order to determine what range of sentences would have been appropriate
to punish, rehabilitate or deter this particular offender or to protect the
public from this particular offender.
This test was subsequently affirmed and applied
in R.
v. Lyons, [1987] 2 S.C.R. 309, R.
v. Luxton, [1990] 2 S.C.R. 711, Steele
v. Mountain Institution, [1990] 2 S.C.R. 1385, R.
v. Goltz, [1991] 3 S.C.R. 485, and most recently in R. v. Morrisey,
[2000] 2 S.C.R. 90, 2000 SCC 39.
75 In Goltz, supra,
at p. 500, and Morrisey, supra, at paras. 27-28, Gonthier J.
clarified that, beyond the Smith factors outlined above, a full
contextual understanding of the sentencing provision also requires a
consideration of the actual effect of the punishment on the individual, the
penological goals and sentencing principles upon which the sentence is
fashioned, the existence of valid alternatives to the punishment imposed, and a
comparison of punishments imposed for other crimes in the same jurisdiction.
However, not all of these matters will be relevant to the analysis and none of
these standing alone will be decisive to a determination of gross
disproportionality.
76 While the test is one
that attributes a great deal of weight to individual circumstances, it should
also be stressed that in weighing the s. 12 considerations the court must also
consider and defer to the valid legislative objectives underlying the criminal
law responsibilities of Parliament (Goltz, supra, at p.
503). In this regard, Cory J., for the Court in Steele v. Mountain
Institution, supra, at p. 1417, stated:
It will only be on rare and unique occasions
that a court will find a sentence so grossly disproportionate that it violates
the provisions of s. 12 of the Charter. The test for determining
whether a sentence is disproportionately long is very properly stringent and
demanding. A lesser test would tend to trivialize the Charter.
[Emphasis added.]
77 In emphasizing the
deferential standard for the s. 12 review, this Court has repeatedly adopted the
following passage from R. v. Guiller (1985), 48 C.R. (3d) 226 (Ont. Dist.
Ct.), at p. 238, per Borins Dist. Ct. J. (cited at Smith, supra,
at p. 1070; Luxton, supra, at p. 725; Goltz, supra,
at p. 502):
It is not for the court to pass on the wisdom
of Parliament with respect to the gravity of various offences and the range of
penalties which may be imposed upon those found guilty of committing the
offences. Parliament has broad discretion in proscribing conduct as criminal and
in determining proper punishment. While the final judgment as to whether a
punishment exceeds constitutional limits set by the Charter is properly a
judicial function, the court should be reluctant to interfere with the
considered views of Parliament and then only in the clearest of cases where the
punishment prescribed is so excessive when compared with the punishment
prescribed for other offences as to outrage standards of decency.
78 Finally, before moving
on to the application of these principles to this appeal, we note that there are
two aspects to the s. 12 analysis (Goltz, supra, at p. 505).
Specifically, the first aspect of the s. 12 analysis centres on the individual
circumstances as set out above and is commonly known as the "particularized
inquiry". If the particularized inquiry reveals that a challenged provision
imposes a sentence that is grossly disproportionate in those particular
circumstances, then a prima facie violation of s. 12 is established and
will be examined for justifiability under s. 1 of the Charter. If,
however, the particular facts of the case do not give rise to such a finding
"there may remain... a Charter challenge or constitutional question
as to the validity of a statutory provision on grounds of gross
disproportionality as evidenced in reasonably hypothetical circumstances"
(Goltz, supra, at pp. 505-6 (emphasis in original)).
79 As is reflected in the
constitutional questions before the Court, this appeal is restricted to a
consideration of the particularized inquiry. In substance, the appellant
concedes the general constitutionality of ss. 235 and 745(c) as these
sections are applied in combination. Mr. Latimer's challenge to their overall
constitutionality was put forward in the alternative but was not pressed
forcefully since no substantive argument on point was offered. Furthermore, no
reasonable hypothetical situation was presented for the Court's consideration.
In short, the appellant's arguments wholly centred on the effect of the sentence
in this specific case on this specific offender. Consequently, only the
individual remedy sought by the appellant, namely a constitutional exemption, is
at issue.
(2) Application of Section 12 Principles
80 The first factor to
consider is the gravity of the offence. Recently, Gonthier J., in Morrisey,
supra, provided important guidance for the proper assessment of the
gravity of an offence for the purposes of a s. 12 analysis. Specifically,
Gonthier J. noted, at para. 35, that an assessment of the gravity of the offence
requires an understanding of (i) the character of the offender's actions, and
(ii) the consequences of those actions.
81 Certainly, in this case
one cannot escape the conclusion that Mr. Latimer's actions resulted in the most
serious of all possible consequences, namely, the death of the victim, Tracy
Latimer.
82 In considering the
character of Mr. Latimer's actions, we are directed to an assessment of the
criminal fault requirement or mens rea element of the offence rather than
the offender's motive or general state of mind (Morrisey, supra,
at para. 36). We attach a greater degree of criminal responsibility or moral
blameworthiness to conduct where the accused knowingly broke the law (Morrisey,
supra, at para. 36; R.
v. Martineau, [1990] 2 S.C.R. 633, at p. 645). In this case, the mens
rea requirement for second degree murder is subjective foresight of death:
the most serious level of moral blameworthiness (Luxton, supra, at
p. 724).
83 Parliament has classified
murder offences into first and second degree based on its perception of relative
levels of moral blameworthiness. Parliament has also provided for differential
treatment between them in sentencing, but only in respect of parole eligibility.
As noted by Lamer C.J. in Luxton, supra, at pp. 720-21:
I must also reiterate that what we are speaking
of here is a classification scheme for the purposes of sentencing. The
distinction between first and second degree murder only comes into play when it
has first been proven beyond a reasonable doubt that the offender is guilty of
murder, that is, that he or she had subjective foresight of death: R. v.
Martineau, handed down this day. There is no doubt that a sentencing
scheme must exhibit a proportionality to the seriousness of the offence, or to
put it another way, there must be a gradation of punishments according to the
malignity of the offences. [Emphasis added.]
84 However, even if the
gravity of second degree murder is reduced in comparison to first degree murder,
it cannot be denied that second degree murder is an offence accompanied by an
extremely high degree of criminal culpability. In this case, therefore, the
gravest possible consequences resulted from an act of the most serious and
morally blameworthy intentionality. It is against this reality that we must
weigh the other contextual factors, including and especially the particular
circumstances of the offender and the offence.
85 Turning to the
characteristics of the offender and the particular circumstances of the offence
we must consider the existence of any aggravating and mitigating circumstances (Morrisey,
supra, at para. 38; Goltz, supra, at pp. 512-13).
Specifically, any aggravating circumstances must be weighed against any
mitigating circumstances. In this regard, it is possible that prior to gauging
the sentence's appropriateness in light of an appreciation of the particular
circumstances weighed against the gravity of the offence, the mitigating and
aggravating circumstances might well cancel out their ultimate impact (Morrisey,
supra, at para. 40). Indeed, this is what occurs in this case. On the one
hand, we must give due consideration to Mr. Latimer's initial attempts to
conceal his actions, his lack of remorse, his position of trust, the significant
degree of planning and premeditation, and Tracy's extreme vulnerability. On the
other hand, we are mindful of Mr. Latimer's good character and standing in the
community, his tortured anxiety about Tracy's well-being, and his laudable
perseverance as a caring and involved parent. Considered together we cannot find
that the personal characteristics and particular circumstances of this case
displace the serious gravity of this offence.
86 Finally, this sentence
is consistent with a number of valid penological goals and sentencing
principles. Although we would agree that in this case the sentencing principles
of rehabilitation, specific deterrence and protection are not triggered for
consideration, we are mindful of the important role that the mandatory minimum
sentence plays in denouncing murder. Denunciation of unlawful conduct is one of
the objectives of sentencing recognized in s. 718 of the Criminal Code.
As noted by the Court in R.
v. M. (C.A.), [1996] 1 S.C.R. 500, at para. 81:
The objective of denunciation mandates that a
sentence should communicate society's condemnation of that particular offender's
conduct. In short, a sentence with a denunciatory element represents a
symbolic, collective statement that the offender's conduct should be punished
for encroaching on our society's basic code of values as enshrined within our
substantive criminal law. [Emphasis in original.]
Furthermore, denunciation becomes much more
important in the consideration of sentencing in cases where there is a
"high degree of planning and premeditation, and where the offence and its
consequences are highly publicized, [so that] like-minded individuals may well
be deterred by severe sentences": R. v. Mulvahill and Snelgrove
(1993), 21 B.C.A.C. 296, at p. 300. This is particularly so where the victim is
a vulnerable person with respect to age, disability, or other similar factors.
87 In summary, the minimum
mandatory sentence is not grossly disproportionate in this case. We cannot find
that any aspect of the particular circumstances of the case or the offender
diminishes the degree of criminal responsibility borne by Mr. Latimer. In
addition, although not free of debate, the sentence is not out of step with
valid penological goals or sentencing principles. The legislative classification
and treatment of this offender meets the requisite standard of proportionality (Lyons,
supra, at p. 339). Where there is no violation of Mr. Latimer's s. 12 right
there is no basis for granting a constitutional exemption.
88 Having said all this, we
wish to point out that this appeal raises a number of issues that are worthy of
emphasis. The sentencing provisions for second degree murder include both ss.
235 and 745(c). Applied in combination these provisions result in a
sentence that is hybrid in that it provides for both a mandatory life sentence
and a minimum term of incarceration. The choice is Parliament's on the use of
minimum sentences, though considerable difference of opinion continues on the
wisdom of employing minimum sentences from a criminal law policy or penological
point of view.
89 It is also worth
referring again to the royal prerogative of mercy that is found in s. 749 of the
Criminal Code, which provides "[n]othing in this Act in any manner
limits or affects Her Majesty's royal prerogative of mercy". As was pointed
out by Sopinka J. in R. v. Sarson,
[1996] 2 S.C.R. 223, at para. 51, albeit in a different context:
Where the courts are unable to provide an
appropriate remedy in cases that the executive sees as unjust imprisonment, the
executive is permitted to dispense "mercy", and order the release of
the offender. The royal prerogative of mercy is the only potential remedy for
persons who have exhausted their rights of appeal and are unable to show that
their sentence fails to accord with the Charter.
90 But the prerogative is a
matter for the executive, not the courts. The executive will undoubtedly, if it
chooses to consider the matter, examine all of the underlying circumstances
surrounding the tragedy of Tracy Latimer that took place on October 24, 1993,
some seven years ago. Since that time Mr. Latimer has undergone two trials and
two appeals to the Court of Appeal for Saskatchewan and this Court, with
attendant publicity and consequential agony for him and his family.
VI. Disposition
91 Mr. Latimer's appeals
against conviction and sentence are dismissed. The answers to the constitutional
questions are as follows:
1 Was the learned trial
Justice correct in finding that in this specific case, the mandatory minimum
sentence prescribed by ss. 235 and 745(c) of the Criminal Code
would be cruel and unusual punishment in violation of s. 12 of the Canadian
Charter of Rights and Freedoms?
No.
2 If the answer to Question
1 is "yes", can ss. 235 and 745(c) of the Criminal Code
be justified in this case by s. 1 of the Canadian Charter of Rights and
Freedoms?
It is not necessary to answer this question.
3 If the answer to Question
2 is "no", did the learned trial Justice err in granting a
constitutional exemption rather than declaring the sections inoperative?
It is not necessary to answer this question.
Appeals against conviction and sentence
dismissed.
Solicitors for the
appellant: Greenspan, Henein & White, Toronto.
Solicitor for the respondent: The
Attorney General for Saskatchewan, Regina.
Solicitor for the intervener the Attorney
General of Canada: Robert J. Frater and Bradley Allison, Ottawa.
Solicitor for the intervener the Attorney
General for Ontario: The Ministry of the Attorney General, Toronto.
Solicitor for the intervener the Canadian
Civil Liberties Association: Kent Roach, Toronto.
Solicitors for the intervener the Canadian
AIDS Society: Elliott & Kim, Toronto.
Solicitors for the interveners the Council
of Canadians with Disabilities, the Saskatchewan Voice of People with
Disabilities, the Canadian Association for Community Living, People in Equal
Participation Inc., DAWN Canada: DisAbled Women's Network Canada and People
First of Canada: MacPherson Leslie & Tyerman, Regina.
Solicitors for the intervener the Catholic
Group for Health, Justice and Life: Barnes, Sammon, Ottawa.
Solicitors for the interveners the
Evangelical Fellowship of Canada, the Christian Medical and Dental Society and
Physicians for Life: Stikeman, Elliott, Toronto.
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